The S&P 500 ended at 7,743 (+1.2% on the week); the 10-year Treasury yield moved +16 bps to 5.17%; 1 large-cap reported (0 beat); 7 companies filed a 10-K or 10-Q disclosing going-concern doubt.
Markets this week
S&P 5007,743 +1.2%
Nasdaq Composite27,069 +2.1%
Dow Jones Industrial Average51,829 +0.3%
10-year Treasury yield5.17% +16 bps
2-year Treasury yield4.81% +5 bps
Baa corporate credit spread1.46% +6 bps
WTI crude oil$85.23 -16.0%
U.S. dollar index (broad)120.33 +0.7%
Friday close vs the prior Friday close (FRED, end-of-day). Rows marked “through” a weekday reflect the latest close published so far.
Going-concern disclosures in filings
7 companies filed a 10-K or 10-Q this week disclosing substantial doubt about the ability to continue as a going concern.
Going concern BURU disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern AMST disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern SHPH disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern DAIC disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern TBN disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern QNME disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ Going concern PPCB disclosed substantial doubt about its ability to continue as a going concern in a filing this week
filing ↗ 1 company reported previously disclosed doubt as resolved this week.
A standardized SEC disclosure, not a prediction of failure, and not necessarily a first-time disclosure — a company that has disclosed doubt for several quarters appears again each time it files.
See the full Going-Concern Watch →